• Day 1: Regulatory Landscape
  • Overview of international frameworks (e.g., SOX, GDPR).
  • Sector-specific regulations and corporate impact.
  • Regulatory institutions and enforcement bodies.
  • Corporate liability and individual accountability.
  • Legal risks in a globalized environment.
• Day 2: Compliance Management Systems
  • Establishing compliance governance structures.
  • Drafting policies, manuals, and SOPs.
  • Role of compliance officers and training staff.
  • Compliance audits and reporting protocols.
  • Integrating compliance into daily operations.
• Day 3: Risk-Based Compliance
  • Linking compliance to risk management.
  • Prioritizing efforts using risk scoring.
  • Managing third-party compliance risks.
  • Role of due diligence and internal controls.
  • Case studies in compliance failures.
• Day 4: Monitoring and Investigation
  • Developing compliance dashboards and alerts.
  • Whistleblower programs and investigation methods.
  • Dealing with breaches and violations.
  • Reporting obligations to regulators.
  • Remediation and enforcement response.
• Day 5: Future Compliance Trends
  • Tech and AI in compliance monitoring.
  • ESG and sustainability reporting obligations.
  • Adapting to evolving legal requirements.
  • Global convergence in compliance norms.
  • Continuous compliance improvement plans.

Participant Takeaways: Participants will leave with the skills to establish, manage, and optimize compliance programs that are aligned with international governance standards. They’ll be prepared to meet regulatory demands while fostering trust and accountability throughout their organizations.